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In 1 year, about 7 percent of Americans suffer from mood
disorders, a
cluster of mental disorders best recognized by depression or mania (Table
4-1). Mood disorders are outside the bounds of normal fluctuations from
sadness to elation. They have potentially severe consequences for
morbidity and mortality.
This section covers four mood
disorders. As the predominant mood disorder, major depressive disorder (also known as unipolar major
depression), garners the greatest attention. It is twice more common in
women than in men, a gender difference that is discussed later in this
section. The other mood disorders covered below are bipolar disorder,
dysthymia, and cyclothymia.
Mood disorders rank among the top 10 causes of worldwide disability
(Murray
& Lopez, 1996). Unipolar major depression ranks first, and bipolar
disorder ranks in the top 10. Moreover, disability and suffering are not
limited to the patient. Spouses, children, parents, siblings, and
friends experience frustration, guilt, anger, financial hardship, and,
on occasion, physical abuse in their attempts to assuage or cope with
the depressed person’s suffering. Women between the ages of 18 and 45
comprise the majority of those with major depression (Regier et al.,
1993).
Depression also has a deleterious impact on the
economy, both in
diminished productivity and in use of health care resources (Greenberg
et al., 1993). In the workplace, depression is a leading cause of
absenteeism and diminished productivity. Although only a minority seek
professional help to relieve a mood disorder, depressed people are
significantly more likely than others to visit a physician for some
other reason. Depression-related visits to physicians thus account for a
large portion of health care expenditures. Seeking another or a less
stigmatized explanation for their difficulties, some depressed patients
undergo extensive and expensive diagnostic procedures and then get
treated for various other complaints while the mood disorder goes
undiagnosed and untreated (Wells et al., 1989).
Complications and Comorbidities
Suicide is the most dreaded complication of major depressive
disorders. About 10 to 15 percent of patients formerly hospitalized with
depression commit suicide (Angst et al., 1999). Major depressive
disorders account for about 20 to 35 percent of all deaths by suicide (Angst
et al., 1999). Completed suicide is more common among those with more
severe and/or psychotic symptoms, with late onset, with co-existing
mental and addictive disorders (Angst et al., 1999), as well as among
those who have experienced stressful life events, who have medical
illnesses, and who have a family history of suicidal behavior (Blumenthal,
1988). In the United States, men complete suicide four times as often as
women; women attempt suicide four times as frequently as do men (Blumenthal,
1988). Recognizing the magnitude of this public health problem, the
Surgeon General issued a Call to Action on Suicide in 1999 (see
Figure 4-1). Individuals with depression also face an increased risk of
death from coronary artery disease (Glassman & Shapiro, 1998).
Mood disorders often
coexist, or are comorbid, with other
mental and somatic disorders. Anxiety is commonly comorbid with major
depression. About one-half of those with a primary diagnosis of major
depression also have an anxiety disorder (Barbee, 1998; Regier et al.,
1998). The comorbidity of anxiety and depression is so pronounced that
it has led to theories of similar etiologies, which are discussed below.
Substance use disorders are found in 24 to 40 percent of individuals
with mood disorders in the United States (Merikangas et al., 1998).
Without treatment, substance abuse worsens the course of mood disorders.
Other common comorbidities include personality disorders (DSM-IV) and
medical illness, especially chronic conditions such as hypertension and
arthritis. People with depression have a high prevalence (65 to 71
percent) of any of eight common chronic medical conditions (Wells et al.,
1991). The mood disorders also may alter or “scar” personality
development.
Figure 4-1. Sugeon General's Call to Action
to Prevent Suicide–1999
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Suicide is a serious public health problem
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Suicide rate declined from 12.1 per 100,000 in
1976 to 10.8 per 100,000 in 1996
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National Strategy for Suicide
Prevention: AIM
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Awareness: promote public awareness of
suicide as a public health problem
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Intervention: enhance services and
programs
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Methodology: advance the science of
suicide prevention
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Risk factors
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Male gender
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Mental
disorders, particularly depression
and substance abuse
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Prior suicide attempts
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Unwillingness to seek help because of
stigma
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Barriers to accessing mental health
treatment
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Stressful life
event/loss
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Easy access to lethal methods such as guns
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Protective factors
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Effective and appropriate clinical care
for underlying disorders
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Easy access to care
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Support from family, community, and health
and mental health care staff
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Clinical Depression Versus Normal Sadness
People have been plagued by disorders of mood for at least as
long as they have been able to record their experiences. One of the
earliest terms for depression, “melancholy,” literally meaning
“black bile,” dates back to Hippocrates. Since antiquity, dysphoric
states outside the range of normal sadness or grief have been recognized,
but only within the past 40 years or so have researchers had the means
to study the changes in cognition and brain functioning that are
associated with severe depressive states.
At some time or
another, virtually all adult human beings will
experience a tragic or unexpected loss, romantic heartbreak, or a
serious setback and times of profound sadness, grief, or distress.
Indeed, something is awry if the usual expressions of sadness do not
accompany such situations so common to the human condition—death of a
loved one, severe illness, prolonged disability, loss of employment or
social status, or a child’s difficulties, for example.
What is now called major depressive
disorder, however, differs both quantitatively
and qualitatively from normal sadness or grief. Normal states of
dysphoria (a negative or aversive mood state) are typically less
pervasive and generally run a more time-limited course. Moreover, some
of the symptoms of severe depression, such as anhedonia (the inability
to experience pleasure), hopelessness, and loss of mood reactivity (the
ability to feel a mood uplift in response to something positive) only
rarely accompany “normal” sadness. Suicidal thoughts and psychotic
symptoms such as delusions or hallucinations virtually always signify a
pathological state.
Nevertheless, many other symptoms commonly associated with depression
are experienced during times of stress or bereavement. Among them are
sleep disturbances, changes in appetite, poor concentration, and
ruminations on sad thoughts and feelings. When a person suffering such
distress seeks help, the diagnostician’s task is to differentiate the
normal from the pathologic and, when appropriate, to recommend
treatment.
Assessment: Diagnosis and Syndrome
Severity
The criteria for diagnosing major depressive
episode, dysthymia,
mania, and cyclothymia are presented in Tables 4-2 through 4-5. Mania is
an essential feature of bipolar disorder, which is marked by episodes of
mania or mixed episodes of mania and depression. The reliability of the
diagnostic criteria for major depressive disorder and bipolar disorder
is impressive, with greater than 90 percent agreement reached by
independent evaluators (DSM-IV).
Major Depressive Disorder
Major depressive disorder features one or more major depressive
episodes (see Table 4-2), each of which lasts at least 2 weeks (DSM-IV).
Since these episodes are also characteristic of bipolar disorder, the
term “major6 depression” refers
to both major depressive disorder and the depression of bipolar disorder.
The cardinal symptoms of major depressive disorder are depressed mood
and loss of interest or pleasure. Other symptoms vary enormously. For
example, insomnia and weight loss are considered to be classic signs,
even though many depressed patients gain weight and sleep excessively.
Such heterogeneity is partly dealt with by the use of diagnostic
subtypes (or course modifiers) with differing presentations and
prevalence. For example, a more severe depressive syndrome characterized
by a constellation of classical signs and symptoms, called melancholia,
is more common among older than among younger people, as are depressions
characterized by psychotic features (i.e., delusions and hallucinations)
(DSM-IV). In fact, the presentation of psychotic features without
concomitant melancholia should always raise suspicion about the accuracy
of the diagnosis (vis-à-vis schizophrenia or a related psychotic
disorder). The so-called reversed vegetative symptoms (oversleeping,
overeating, and weight gain) may be more prevalent in women than men (Nemeroff,
1992). Anxiety symptoms such as panic attacks, phobias, and obsessions
also are not uncommon.
When
untreated, a major depressive episode may
last, on average,
about 9 months. Eighty to 90 percent of individuals will remit within 2
years of the first episode (Kapur & Mann, 1992). Thereafter, at
least 50 percent of depressions will recur, and after three or more
episodes the odds of recurrence within 3 years increases to 70 to 80
percent if the patient has not had preventive treatment (Thase &
Sullivan, 1995). Thus, for many, an initial episode of major depression
will evolve over time into the more recurrent illness sometimes referred
to as unipolar major depression (Thase & Sullivan, 1995). Each new
episode also confers new risks of chronicity, disability, and suicide.
Dysthymia
Dysthymia is a chronic form of depression. Its early onset and
unrelenting, “smoldering” course are among the features that
distinguish it from major depressive disorder (DSM-IV). Dysthymia
becomes so intertwined with a person’s self-concept or personality
that the individual may be misidentified as “neurotic” (resulting
from unresolved early conflicts expressed through unconscious
personality defenses or characterologic disorders) (Akiskal, 1985).
Indeed, the onset of dysthymia in childhood or adolescence undoubtedly
affects personality development and coping styles, particularly
prompting passive, avoidant, and dependent “traits.” To avoid the
pejorative connotations associated with the terms “neurotic” and “characterologic,”
the term “dysthymia” is used in DSM-IV as a descriptive, or
atheoretical, diagnosis for a chronic form of depression (see Table 4-3)
(DSM-IV). Affecting about 2 percent of the adult population in 1 year,
dysthymia is defined by its subsyndromal nature (i.e., fewer than the
five persistent symptoms required to diagnose a major depressive episode)
and a protracted duration of at least 2 years for adults and 1 year for
children. Like other early-onset disorders, dysthymic disorder is
associated with higher rates of comorbid substance abuse. People with
dysthymia also are susceptible to major depression. When this occurs,
their illness is sometimes referred to as “double depression,” that
is, the combination of dysthymia and major depression (Keller &
Shapiro, 1982). Unlike the superimposed major depressive episode,
however, the underlying dysthymia seldom remits spontaneously. Women are
twice as likely to be diagnosed with dysthymia as men (Robins &
Regier, 1991).
Table 4-2. DSM-IV criteria for major
depressive episode
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Five (or more) of the following symptoms have
been present during the same 2-week period and represent a
change from previous functioning; at least one of the
symptoms is either (1) depressed mood or (2) loss of
interest or pleasure.
Note: Do not include symptoms that are clearly due to a
general medical condition, or mood-incongruent delusions or
hallucinations.
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depressed mood most of the day, nearly every
day, as indicated by either subjective report (e.g.,
feels sad or empty) or observation made by others (e.g.,
appears tearful). Note: In children and
adolescents, can be irritable mood.
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markedly diminished interest or pleasure in
all, or almost all, activities most of the day, nearly
every day (as indicated by either subjective account or
observation made by others).
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significant weight loss when not dieting or
weight gain (e.g., a change of more than 5% of body
weight in a month), or decrease or increase in appetite
nearly every day. Note: In children, consider
failure to make expected weight gains.
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insomnia or hypersomnia nearly every day.
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psychomotor agitation or retardation nearly
every day (observable by others, not merely subjective
feelings or restlessness or being slowed down).
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fatigue or loss of energy nearly every day.
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feelings of worthlessness or excessive or
inappropriate guilt (which may be delusional) nearly
every day (not merely self-reproach or guilt about being
sick).
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diminished ability to think or concentrate,
or indecisiveness, nearly every day (either subjective
account or as observed by others).
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recurrent thoughts of death
(not just fear of dying), recurrent suicidal ideation without a specific
plan, or a suicide attempt or a specific plan for
committing suicide.
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The symptoms do not meet criteria for a mixed
episode.
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The symptoms cause clinically significant
distress or impairment in social, occupational, or other
important areas of functioning.
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The symptoms are not due to the direct
physiological effects of a substance (e.g., a drug of abuse,
a medication) or a general medical condition (e.g.,
hypothyroidism).
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The symptoms are not better accounted for by
bereavement, i.e., after the loss of a loved one; the
symptoms persist for longer than 2 months or are
characterized by marked functional impairment, morbid
preoccupation with worthlessness, suicidal ideation,
psychotic symptoms, or psychomotor retardation.
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Table 4-3. DSM-IV diagnostic criteria for
Dysthymic Disorder
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Depressed mood for most of the day, for more days
than not, as indicated either by subjective account or
observation by others, for at least 2 years. Note: In
children and adolescents, mood can be irritable and duration
must be at least 1 year.
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Presence, while
depressed, of two (or more) of
the following:
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poor appetite or overeating
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insomnia or hypersomnia
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low energy or fatigue
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low self-esteem
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poor concentration or difficulty making
decisions
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feelings of hopelessness
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During the 2-year period (1 year for children or
adolescents) of the disturbance, the person has never been
without the symptoms in Criteria A and B for more than 2
months at a time.
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No major depressive episode has been present
during the first 2 years of the disturbance (1 year for
children and adolescents); i.e., the disturbance is not
better accounted for by chronic major depressive disorder,
or major depressive disorder, in partial remission.
Note: There may have been a previous major depressive
episode provided there was a full remission (no significant
signs or symptoms for 2 months) before development of the
dysthymic disorder. In addition, after the initial 2 years
(1 year in children or adolescents) of dysthymic disorder,
there may be superimposed episodes of major depressive
disorder, in which case both diagnoses may be given when the
criteria are met for a major depressive episode.
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There has never been a manic
episode, a mixed episode, or a hypomanic episode, and criteria have never
been met for cyclothymic disorder.
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The disturbance does not occur exclusively during
the course of a chronic psychotic disorder, such as
schizophrenia or delusional disorder.
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The symptoms are not due to the direct
physiological effects of a substance (e.g., a drug of abuse,
a medication) or a general medical condition (e.g.,
hypothyroidism).
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The symptoms cause clinically significant
distress or impairment in social, occupational, or other
important areas of functioning.
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Bipolar Disorder
Bipolar disorder is a recurrent mood disorder featuring one or
more episodes of mania or mixed episodes of mania and depression (DSM-IV;
Goodwin & Jamison,1990). Bipolar disorder7
is distinct from major depressive disorder by virtue of a history of
manic or hypomanic (milder and not psychotic) episodes. Other
differences concern the nature of depression in bipolar disorder. Its
depressive episodes are typically associated with an earlier age at
onset, a greater likelihood of reversed vegetative symptoms, more
frequent episodes or recurrences, and a higher familial prevalence (DSM-IV;
Goodwin & Jamison, 1990). Another noteworthy difference between
bipolar and nonbipolar groups is the differential therapeutic effect of
lithium salts, which are more helpful for bipolar disorder (Goodwin
& Jamison, 1990).
Mania is derived from a French word that literally means crazed or
frenzied. The mood disturbance can range from pure euphoria or elation
to irritability to a labile admixture that also includes dysphoria (Table
4-4). Thought content is usually grandiose but also can be paranoid.
Grandiosity usually takes the form both of overvalued ideas (e.g., “My
book is the best one ever written”) and of frank delusions (e.g., “I
have radio transmitters implanted in my head and the Martians are
monitoring my thoughts.”) Auditory and visual hallucinations
complicate more severe episodes. Speed of thought increases, and ideas
typically race through the manic person’s consciousness. Nevertheless,
distractibility and poor concentration commonly impair implementation.
Judgment also can be severely compromised; spending sprees, offensive or
disinhibited behavior, and promiscuity or other objectively reckless
behaviors are commonplace. Subjective energy, libido, and activity
typically increase but a perceived reduced need for sleep can sap
physical reserves. Sleep deprivation also can exacerbate cognitive
difficulties and contribute to development of catatonia or a florid,
confusional state known as delirious mania. If the manic patient is
delirious, paranoid, or catatonic, the behavior is difficult to
distinguish from that of a schizophrenic patient. Clinicians are prone
to misdiagnose mania as schizophrenia in African Americans (Bell &
Mehta, 1981). Most people with bipolar disorder have a history of
remission and at least satisfactory functioning before onset of the
index episode of illness.
In
DSM-IV, bipolar depressions are divided into type I
(prior mania)
and type II (prior hypomanic episodes only). About 1.1 percent of the
adult population suffers from the type I form, and 0.6 percent from the
type II form (Goodwin & Jamison, 1990; Kessler et al., 1994) (Table
4-5). Episodes of mania occur, on average, every 2 to 4 years, although
accelerated mood cycles can occur annually or even more frequently. The
type I form of bipolar disorder is about equally common in men and women,
unlike major depressive disorder, which is more common in women.
Hypomania, as suggested
above, is the subsyndromal counterpart of
mania (DSM-IV; Goodwin & Jamison, 1990). By definition, an episode
of hypomania is never psychotic nor are hypomanic episodes associated
with marked impairments in judgment or performance. In fact, some people
with bipolar disorder long for the productive energy and heightened
creativity of the hypomanic phase.
Hypomania can be a transitional state (i.e., early in an episode of
mania), although at least 50 percent of those who have hypomanic
episodes never become manic (Goodwin & Jamison, 1990). Whereas a
majority have a history of major depressive episodes (bipolar type II
disorder), others become hypomanic only during antidepressant treatment
(Goodwin & Jamison, 1990). Despite the relatively mild nature of
hypomania, the prognosis for patients with bipolar type II disorder is
poorer than that for recurrent (unipolar) major depression, and there is
some evidence that the risk of rapid cycling (four or more episodes each
year) is greater than with bipolar type I (Coryell et al., 1992). Women
are at higher risk for rapid cycling bipolar disorder than men (Coryell
et al., 1992). Women with bipolar disorder are also at increased risk
for an episode during pregnancy and the months following childbirth (Blehar
et al., 1998).
Table 4-4. DSM-IV criteria for manic episode
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A distinct period of abnormally and persistently
elevated, expansive, or irritable mood, lasting at least 1
week (or any duration if hospitalization is necessary).
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During the period of mood
disturbance, three (or
more) of the following symptoms have persisted (four if the
mood is only irritable) and have been present to a
significant degree:
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inflated self-esteem or grandiosity
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decreased need for sleep (e.g., feels rested
after only 3 hours of sleep)
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more talkative than usual or pressure to keep
talking
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flight of ideas or subjective experience that
thoughts are racing
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distractibility
(i.e., attention too easily
drawn to unimportant or irrelevant external stimuli)
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increase in goal-directed activity
(either socially, at work or school, or sexually) or psychomotor
agitation
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excessive involvement in pleasurable
activities that have a high potential for painful
consequences (e.g., engaging in unrestrained buying
sprees, sexual indiscretions, or foolish business
investments)
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The symptoms do not meet criteria for a mixed
episode.
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The mood disturbance is sufficiently severe to
cause marked impairment in occupational functioning or in
usual social activities or relationships with others, or to
necessitate hospitalization to prevent harm to self or
others, or there are psychotic features.
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The symptoms are not due to the direct
physiological effects of a substance (e.g., a drug of abuse,
a medication, or other treatment) or general medical
condition (e.g., hyperthyroidism).
Note: Manic-like episodes that are clearly caused by
somatic antidepressant treatment (e.g., medication,
electroconvulsive therapy, light therapy) should not count
toward a diagnosis of bipolar I disorder.
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Table 4-5. DSM-IV diagnostic criteria for
Cyclothymic Disorder
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For at least 2
years, the presence of numerous
periods with hypomanic symptoms and numerous periods with
depressive symptoms that do not meet criteria for a major
depressive episode. Note: In children and adolescents,
the duration must be at least 1 year.
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During the above 2-year period (1 year in
children and adolescents), the person has not been without
the symptoms in Criterion A for more than 2 months at a
time.
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No major depressive
episode, manic episode, or
mixed episode has been present during the first 2 years of
the disturbance.
Note: After the initial 2 years (1 year in children
and adolescents) of cyclothymic disorder, there may be
superimposed manic or mixed episodes (in which case both
bipolar I disorder and cyclothymic disorder may be diagnosed)
or major depressive episodes (in which case both bipolar II
disorder and cyclothymic disorder may be diagnosed).
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The symptoms in Criterion A are not better
accounted for by schizoaffective disorder and are not
superimposed on schizophrenia, schizophreniform disorder,
delusional disorder, or psychotic disorder not otherwise
specified.
-
The symptoms are not due to the direct
physiological effects of a substance (e.g., a drug of abuse,
a medication) or a general medical condition (e.g.,
hyperthyroidism).
-
The symptoms cause clinically significant
distress or impairment in social, occupational, or other
important areas of functioning.
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Cyclothymia
Cyclothymia is marked by manic and depressive states, yet
neither are of sufficient intensity nor duration to merit a diagnosis of
bipolar disorder or major depressive disorder. The diagnosis of
cyclothymia is appropriate if there is a history of hypomania, but no
prior episodes of mania or major depression (Table 4-5). Longitudinal
followup studies indicate that the risk of bipolar disorder developing
in patients with cyclothymia is about 33 percent; although 33 times
greater than that for the general population, this rate of risk still is
too low to justify viewing cyclothymia as merely an early manifestation
of bipolar type I disorder (Howland & Thase, 1993).
Differential Diagnosis
Mood disorders are sometimes caused by general medical
conditions or medications. Classic examples include the depressive
syndromes associated with dominant hemispheric strokes, hypothyroidism,
Cushing’s disease, and pancreatic cancer (DSM-IV). Among medications
associated with depression, antihypertensives and oral contraceptives
are the most frequent examples. Transient depressive syndromes are also
common during withdrawal from alcohol and various other drugs of abuse.
Mania is not uncommon during high-dose systemic therapy with
glucocorticoids and has been associated with intoxication by stimulant
and sympathomimetic drugs and with central nervous system (CNS) lupus,
CNS human immunodeficiency viral (HIV) infections, and nondominant
hemispheric strokes or tumors. Together, mood disorders due to known
physiological or medical causes may account for as many as 5 to 15
percent of all treated cases (Quitkin et al., 1993b). They often go
unrecognized until after standard therapies have failed.
A challenge to diagnosticians is to balance their search for
relatively uncommon disorders with their sensitivity to aspects of the
medical history or review of symptoms that might have etiologic
significance. For example, the onset of a depressive episode a few weeks
or months after the patient has begun taking a new blood-pressure
medication should raise the physician’s index of suspicion.
Ultimately,
occult or covert medical illnesses must always be considered when an
apparently clear-cut case of a mood disorder is refractory to standard
treatments (Depression Guideline Panel, 1993). Cultural influences on
the manifestation and diagnosis of depression are also important for the
diagnostician to identify (DSM-IV). As discussed in Chapter 2,
somatization is especially prevalent in individuals from ethnic minority
backgrounds (Lu et al., 1995). Somatization is the expression of mental
distress in terms of physical suffering.
6
The adjective
“major” before the word “depression” denotes the number of
symptoms required for the diagnosis, as distinct, from a proposed new
category of “minor depression,” which requires fewer symptoms.
7 Bipolar disorder
is also known as bipolar affective disorder and manic depression.
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